Given its potential to attract hordes of nutcases to my comments section, I have been steadfastly ignoring the Lancet’s report on the increased mortality rate in Iraq since the invasion. Since Peter Cairns has asked me about it in the comments section below and I have been tagged by Matthew Turner I suppose I must reluctantly enter the fray. Thanks Peter & Matthew
The study in Iraq was, for all intents and purposes, an opinion poll. The researchers from Johns Hopkins University sent interviewers to a sample of houses in Iraq and asked them how many people had died in that house since the invasion (they also asked how many people had died for a prior before the invasion, to act as a baseline of “normal” mortality). This allowed them to say that x% of people had died in Iraq over the period, therefore given Iraq’s total population the “excess” deaths amounted to about 655,000 people.
Obviously such a suggestion is politically charged, especially since it conflicts strongly with the Iraqi government’s official figures and the figures from third parties like Iraq Body Count. In my own view this doesn’t matter - the Iraq government has good reason to downplay casualties and is governing a country in a state approaching civil war where much of the government infrastructure has broken down. Why Iraq Body Count was ever viewed as anything other than a minimum number of casulties is beyond me - I have not the slightest reason to think that there are not vast numbers of deaths in Iraq that are not reported in two separate English language media sources (something I’ve often pondered doing is taking the UK murder statistics, and seeing if I can track down newspaper reports for every single murder in a given year. My guess is that every single killing in a media-heavy, highly developed state like the UK is reported in the local press at the very least, but it would be interesting to actually check). I wouldn’t regard official figures from a country in a state of chaos, or a count of deaths mentioned in the media as being in any sense reliable enough to use to gauge the accuracy of a study that at least attempts to be a rigorous scientific inquiry.
So, to the study itself. I am not going to explain the basic logic of extrapolating findings based on a small sample to a larger population here, though some of the dismissals have been based on the fallacy that you cannot extrapolate 629 deaths up to 655,000. The method of cluster sampling used is well established, has been successfully used in the past. In short, in the same way that we can accurately predict an election result to within a few percentage points based on interviewing just 1,000 people, we can estimate how many people have died in the whole country by seeing how many people died in a smaller group of residences and factoring up. If polls work, and they do, then so should this, despite it being a relatively small number. Unless something has gone wrong with the methodology of the survey the chances of the researchers just happening to have knocked on doors with a disproportionate number of deaths that do not reflect the country as a whole, and of there actually being fewer than 392,979 excess deaths is only 2.5% (the same chance that there have been more than 942,636 excess deaths).
So, what could have gone wrong? The more excitable fringes of the US blogosphere have come out with some interesting stuff. Let’s look at criticisms that don’t hold water first.
Firstly, the turnout is unbelievably high. The report suggests that over 98% of people contacted agreed to be interviewed. For anyone involved in market research in this country the figure just sounds stupid. Phone polls here tend to get a response rate of something like 1 in 6. However, the truth is that - incredibly - response rates this high are the norm in Iraq. Earlier this year Johnny Heald of ORB gave a paper at the ESOMAR conference about his company’s experience of polling in Iraq - they’ve done over 150 polls since the invasion, and get response rates in the region of 95%. In November 2003 they did a poll that got a response rate of 100%. That isn’t rounding up. They contacted 1067 people, and 1067 agreed to be interviewed.
Secondly, people have been understandably confused by the mention of death certificates. Whenever possible interviewers asked if they could see the death certificate of people reported dead during the study. In 92% of cases those asked produced the certificate. This presents an apparant discrepancy - if over 80% of the deaths had been officially recorded, how come official Iraqi estimates of the dead were so low? The explanation given by the report - which seems perfectly reasonable - is that hospitals have continued to issue death certificates, but the system of collating the figures centrally has broken down to a large extent. In other words, a doctor in Iraq may still be giving out the paper certificates, but the figures are not necessarily passed on or registered with any higher authority.
Thirdly, some people have pondered whether Iraq’s mortality rate from before the invasion as determined by the study seems unfeasibly low at 5.5 per 1000. This compares to mortality figures of 10.1 for the European Union, a group of far more developed countries with better nutrition and health care. If Iraq’s pre-invasion mortality figure is artifically low, then it would wrongly inflate the number of excess deaths. However, the difference is actually because Iraq has a far younger population than the EU. Apart from countries in Southern Africa where AIDS is endemic, developed countries tend to have a higher mortality rate because they have more elderly people in proportion to young people, and an old person in a “safe” country is still more likely to die than a young fit person in an “unsafe” country. It seems that 5.3 is a perfectly reasonable figure when compared to mortality rates for similar countries like Egypt (5.2), Iran (5.6), Tunisia (5.1), Syria (4.8), Qatar (4.7), Bahrain (4.1).
Moving on, some people have raised more substantial concerns. Firstly, two of Iraq’s governates were not sampled because of errors, these areas were in the extreme North and South of the country, away from the Sunni dominated centre where the violence has been worst. It seems reasonable to assume that these two areas are likely to have reported a low casualty rate, and therefore the remaining figures are artificially high. That may be so, but they contain only 5% of the population so even if they had a very low casualty rate indeed the effect would be very small. The headline figure of 655,000 extra deaths was based on the population excluding those areas, so is still sturdy.
Secondly, the populations of the governates were estimated using 2004 figures, if there has been substantial population movements since then it could skew the figures. Again, this is a legitimate concern, but population movements would have to be very large to make a truly significant difference.
Thirdly, several people have pondered the “word of mouth” effect. The researches state in their report that having explained to the first house in a cluster their good intentions, word of mouth travelled ahead of them and made it easier to presuade the rest of the cluster of their good intentions. Some people have, quite reasonably, asked whether this could skew the result - could people with deaths in the family have become more or less likely to take part in the survey? In theory yes, they could, but given the response rate of 98% there is very little space for it to have made a difference. If it made people with deaths more likely to take part, they are 98% likely to have done so anyway. If if made them less likely to take part, it obviously didn’t have much effect.
Fourthly, interviewers had some leeway to change the area they were interviewing if the designated area was too dangerous. This could result in bias, but it seems more likely that it would lead to an underestimate in the number of deaths, as interviewers avoided the sort of area where lots of people get killed. Of course, interviewers could avoid a safer area because they had to travel through a dangerous area to get to it, but it still seems unlikely that a systemic bias of this sort could overall lead to a upwards bias in the number of deaths.
Finally, there have been questions over whether the sampling technique was biased towards urban areas. This is the most substantial problem in my view. The way the location of clusters was determined was thus - first the governate was determined, then a main road in the province was randomly selected, then a road leading off of that main road was randomly selected, and then a house on that road. It seems to be that this approach should skew the location of clusters towards urban areas, and make it less likely that rural areas and areas with informal housing like refugee camps would be selected. If violence is concentrated in urban areas this could skew the sample and give an artifically high number of casualties.
Overall, the study seems sound. There are some legitimate questions about the effect of the two missing provinces and any large population movements, but at the end of the day they would have quite minor effects on the total: they are not suddenly going to bring the figures into line with the Iraqi government figures or the Iraq Body Count figures. The possible effect of an urban bias is more worrying, potentially this could skew the figures upwards. That said, 77% of Iraq’s population live in urban areas, so even if there is a systemic bias here, in a worst case scenario of non-urban areas being entirely missed out and 23% of the country actually having a much lower mortality rate, it is not going to be a drastic change. For example - the report found the post-election death rate to be 13.2, if that actually applied only to urban areas, and the mortality rate in non-urban areas was still 5.5 (the pre-invasion figure), the overall rate would still be 11.4, which still equates to hundreds of thousands of extra deaths.
The study is based on a survey in a country in a state of near civil war and without accurate population estimates, it is not a perfect situation to be working in and obviously there are going to be question marks here and there. Surveys in developed countries aren’t perfect, let alone in war zones. The bottom line though is that the study suggests that the increase in deaths since the invasion is indeed far higher than estimates from other sources suggest.
















34 Responses
It seems to me that the government of the US having decided not to count casualties in Iraq has abandoned the right to criticise other people who think this an area worthy of study. [Similarly the UK government for its support of the US policy - whether formally stated or merely tacit.]
I recall reading that the Conservative government in the 1950s, even without the benefit of an ethical foreign policy, did undertake a count of the casualties it had caused in Suez.
Isn’t it odd that our government - which elsewhere is prepared to set and monitor targets for virtually everything - from the number of song birds to the number of obese children in the UK - is not prepared to monitor the impact of its policies on the life expectancy of the Iraqi population?
October 16th, 2006 at 5:32 pmWhat an excellent blog post- thank you very much. I might have to start doing some YouGov surveys again to pay you for it!
October 16th, 2006 at 6:44 pmMany thanks Anthony for your thoughtful and useful comments on this. Now if only someone in the media would go through the pro’s and con’s of the survey like that, we might get somewhere
October 16th, 2006 at 7:03 pmBloggers like Drinking From Home have looked at chunks of the data. The 30 deaths from car bombs in a 1 year period extrapolate to 60,000-plus car bomb deaths a year. According to Iraq Body Count the average (reported) car bomb kills 7 or 8 people.
Is it possible that 1200 a week are being killed in about 150 car-bombs, of which only a fraction are reported ? I can see how gunshot deaths or sickness goes unreported, but car-bombs ?
October 16th, 2006 at 9:36 pmIt could be - I don’t think any of us have a particularly good idea of what proportion of events in Iraq get anywhere near journalists, to what extent journalists are out and about in the smaller towns and cities of Iraq, and in the areas of high insurgency, and to what extent they are safely locked away in the green zone. If a car bomb goes on in the equivalent of Hicksville, Falluja I doubt there is a a journalist there to report it.
The average number of people killed in a reported car bomb is 7 to 8, but that is, as you say, reported ones. Perhaps car bombings that kill just one or two people are so ten a penny no one bothers to report them any more. That’s probably the case with shootings, and whether it is a gun or bomb doesn’t make it less of a human tragedy.
In the same way there are no independent figures to calibrate this with, there are no figures with which to judge what proportion of deaths are being reporting in media outlets (or more to the point, media outlets which meet IBC criteria).
October 16th, 2006 at 10:44 pmWhat a fantastic blog post - I’d not bothered really to look at the methodology of that before - really good stuff.
October 17th, 2006 at 11:25 amIt would be possible to estimate the size of the urban areas bias effect without further fieldwork, by digitising some roadmaps (or sufficiently high-resolution satellite images) and simulating the distribution of points identified by methods they state, then comparing it to the uniform distribution that would be expected from visiting randomly-generated coordinates with the aid of a GPS unit.
Here’s the description from the 2004 paper:
“Once a town, village, or urban neighbourhood was selected, the team drove to the edges of the area and stored the site coordinates in a global positioning system (GPS) unit. We assumed the population was living within a rectangle, with the dimensions corresponding to the distances spanned between the site coordinates stored in the GPS unit. The area was drawn as a map subdivided by increments of 100m. A pair of random numbers was selected between zero and the number of 100 m increments on each axis, corresponding to some point in the village. The GPS unit was used to guide interviewers to the selected point. Once at that point, the nearest 30 households were visited.”
And from the 2006 paper:
“The third stage [of sampling] consisted of random selection of a main street within the administrative unit from a list of all main streets. A residential street was then randomly selected from a list of residential streets crossing the main street. On the residential street, houses were numbered and a start household was randomly selected. From this start household, the team proceeded to the adjacent residence until 40 households were surveyed.”
Note in both cases all the samples were taken in settlements large enough to appear in the population statistics — isolated farmhouses etc. were not sampled. Settlements were selected by random sample biased by population (so that a town of 100,000 would be 100 times more likely to be selected than a village of 1,000). Once a settlement was selected the difference between the two sampling methods takes effect. Without actually doing the simulation it’s hard to judge what the effect of their selection of a thoroughfare, then a crossing street, then a house within it, followed by visiting adjacent houses, would be compared to selection of a random point followed by visiting the nearest households.
There are high-res satellite images of some towns in Iraq on Google Maps, so it would certainly be possible to test this without spending money on additional satellite imagery if you were so minded. Nevertheless, as Anthony says, the largest possible bias that would arise from this problem is still small compared to the size of the effect they’ve detected.
October 17th, 2006 at 11:36 amThough I disagree with you that the survey is sound it’s good to read a well thought out analysis of it.
A survey might be honestly done, and have a sound methodology but still, like this one, produce results which aren’t logical. The possibility that the media has failed to notice the deaths of circa 7% of the Iraqi male population is unlikely.
October 17th, 2006 at 12:01 pmYou have put some valid points across here, a very interesting read and has opened my eyes to the situation.
October 17th, 2006 at 12:41 pmExcellent, stilumating post. On the two provinces missed - it’s my understanding that the final figures are based on these provinces reporting no excess deaths. This would surely depress rather than exaggerate the total number. No?
October 17th, 2006 at 1:32 pmAnthony,
Firstly thanks for taking it on.
Secondly, is it possible that there could be a corruption element, where people pay doctors to issue phoney death certificates, be it to allow someone to dissappear or to claim some sort of state death benefit.
I think the study is sound and a figure near 500,000 seems to me about right, but for want of a better term “death Fraud” could be an issue.
Peter.
October 17th, 2006 at 5:07 pmOne interesting fact is that the 2006 survey seems to support the 2004 survey by coming up with a figure of 112,000 extra deaths in 2003/2004.
October 17th, 2006 at 5:16 pmI know that the survey was carried out in extremely difficult circumstances but one note in the survey states that:
“Once in the clusters, the teams faced suspicion initially, especially at the first house selected in the random process. Lengthy explanations of the purposes of the survey—and that it would help the Iraqi people—were necessary to allay fears. In some areas, people were more welcoming, and all but a very few of the entire sample were eventually very cooperative.”
Could this have influenced the replies received?
October 17th, 2006 at 6:36 pmExcellent blog piece Anthony and thanks for explaining matters so clearly.
October 17th, 2006 at 7:28 pmLancet post number 100
Anthony Wells: So, what could have gone wrong? The more excitable fringes of the US blogosphere have come out with some interesting stuff. Let’s look at criticisms that don’t hold water first. Firstly, the turnout is unbelievably high. The report…
October 18th, 2006 at 3:52 am[…] The immediate problem with this charge is that, as it turns out, phenomenally high response rates are apparently very common in Iraq, and not just in this survey. UK Polling Report says the following: The report suggests that over 98% of people contacted agreed to be interviewed. For anyone involved in market research in this country the figure just sounds stupid. Phone polls here tend to get a response rate of something like 1 in 6. However, the truth is that – incredibly – response rates this high are the norm in Iraq. Earlier this year Johnny Heald of ORB gave a paper at the ESOMAR conference about his company’s experience of polling in Iraq – they’ve done over 150 polls since the invasion, and get response rates in the region of 95%. In November 2003 they did a poll that got a response rate of 100%. That isn’t rounding up. They contacted 1067 people, and 1067 agreed to be interviewed. […]
October 18th, 2006 at 6:53 am‘it still seems unlikely that a systemic bias of this sort could overall lead to a upwards bias in the number of deaths.’
The surveyors were Arabic-speaking doctors from Baghdad, who in the previous survey managed to sample Fallujah. Any areas they skipped would presumably be ones that represented a danger to them, which is not necessarily the same as being dangerous to the residents.
It would be interesting to see the ethnic breakdown of respondents, if it was recorded.
Failing that, shouldn’t there be another UN survey due soon?
October 18th, 2006 at 12:08 pmWhy would oversampling urban areas lead to an *unrepresentative* survey? The top three cities account for a third of the total population, and the top ten a fair majority. The violence is in the cities, because there’s either no-one to fight or nothing to fight over outside them.
October 18th, 2006 at 12:17 pm“It seems to be that this approach should skew the location of clusters towards urban areas, and make it less likely that rural areas and areas with informal housing like refugee camps would be selected. If violence is concentrated in urban areas this could skew the sample and give an artifically high number of casualties. ”
Not sampling refugee camps should lead to an undercount of deaths, under the reasonable assumption that refugees are more likely to have suffered violence than those who stayed in place.
Similarly, the fact that 19 (?) households were not sampled due to the buildings being empty would be a bias-down factor.
October 18th, 2006 at 2:11 pmRalph: “The possibility that the media has failed to notice the deaths of circa 7% of the Iraqi male population is unlikely. ”
First, the media has written many, many, many articles on death and violence in Iraq. And that’s what they’ve seen under stringent constraints on reporting. If foreign and native journalists were more free to move around and see things, it’d probably look worse. So that’s wrong.
Second, the central government of Iraq is not that functional. Most of the ministry buildings were burned and looted in 2003. Most of the civil servants were then purged under de-baathification.
There’s at least one US newspaper article from Dec 2003 stating that the CPA forbade the counting of civilian deaths. On top of that, the Iraqi and US governments have every incentive to downplay the violence. Currently, Sadr’s militias run the ministry of Health, and many hospitals. Where they seem to feel that Sunnism can be cured with a shot - from an AK-47.
To me, the idea that Iraqi government statistics are trustworthy is a huge assumption.
October 18th, 2006 at 2:16 pm[…] Among the heavy coverage of the Lancet mortality figures by bloggers (see Tim Lambert for some of the best), this take, by “UK Polling Report” is particularly interesting: Firstly, the turnout is unbelievably high. The report suggests that over 98% of people contacted agreed to be interviewed. For anyone involved in market research in this country the figure just sounds stupid. Phone polls here tend to get a response rate of something like 1 in 6. However, the truth is that - incredibly - response rates this high are the norm in Iraq. Earlier this year Johnny Heald of ORB gave a paper at the ESOMAR conference about his company’s experience of polling in Iraq - they’ve done over 150 polls since the invasion, and get response rates in the region of 95%. In November 2003 they did a poll that got a response rate of 100%. That isn’t rounding up. They contacted 1067 people, and 1067 agreed to be interviewed. […]
October 18th, 2006 at 3:52 pmGary Gatter: ‘One interesting fact is that the 2006 survey seems to support the 2004 survey by coming up with a figure of 112,000 extra deaths in 2003/2004.’
Another interesting fact is that the 2004 survey said that 40% of those deaths were non-violent, whereas the 2006 survey says that in the first eighteen months, the period covered by the 2004 survey, the non-violent death rate was actually lower than before the war. One of these assertions must be untrue. See link
October 18th, 2006 at 7:18 pmFound this interesting bit of comment:
“However, the key to the validity of cluster sampling is to use enough cluster points. In their 2006 report, “Mortality after the 2003 invasion of Iraq: a cross-sectional sample survey,” the Johns Hopkins team says it used 47 cluster points for their sample of 1,849 interviews. This is astonishing: I wouldn’t survey a junior high school, no less an entire country, using only 47 cluster points.
Neither would anyone else. For its 2004 survey of Iraq, the United Nations Development Program (UNDP) used 2,200 cluster points of 10 interviews each for a total sample of 21,688. True, interviews are expensive and not everyone has the U.N.’s bank account. However, even for a similarly sized sample, that is an extraordinarily small number of cluster points. A 2005 survey conducted by ABC News, Time magazine, the BBC, NHK and Der Spiegel used 135 cluster points with a sample size of 1,711–almost three times that of the Johns Hopkins team for 93% of the sample size.”
There was a lot more on the webite, were there too few clusters?
October 18th, 2006 at 9:15 pm[…] The immediate problem with this charge is that, as it turns out, phenomenally high response rates are apparently very common in Iraq, and not just in this survey. UK Polling Report says the following: The report suggests that over 98% of people contacted agreed to be interviewed. For anyone involved in market research in this country the figure just sounds stupid. Phone polls here tend to get a response rate of something like 1 in 6. However, the truth is that – incredibly – response rates this high are the norm in Iraq. Earlier this year Johnny Heald of ORB gave a paper at the ESOMAR conference about his company’s experience of polling in Iraq – they’ve done over 150 polls since the invasion, and get response rates in the region of 95%. In November 2003 they did a poll that got a response rate of 100%. That isn’t rounding up. They contacted 1067 people, and 1067 agreed to be interviewed. […]
October 19th, 2006 at 12:54 amThank you Anthony for such detailed and mature analysis of such a controversial topic. Its nice to finally see some analysis of the report which is sensible and not pushing an agenda one way or another.
October 19th, 2006 at 9:24 amThanks to Lopakhin for pointing out the discrepancy, I only looked at the excess deaths not the proportions of violent/non violet deaths.
October 19th, 2006 at 10:44 amSoru:
Had the 2004 Lancet report included areas with exceptionally high violent death rates, such as Fallujah, it would have skewed the figures, considering the US military has pretty much destroyed it twice and soldiers shot or blew up anything that moved including dogs while there.
Except Fallujah was not included in the 2004:
“Perhaps most damning in Roberts’ reply - in light of media criticism of the Lancet‘s alleged exaggeration of civilian deaths - was his refutation of the claim that the uneven levels of violent unrest in Iraq compromised the accuracy of the figures. In fact the study not only accounted for this variability, it erred on the side of caution by excluding data from Fallujah where deaths were unusually high. Moreover, other violent hotspots - such as Ramadi, Tallafar and Najaf - were all passed over in the sample by random chance. This suggests that the actual total of civilian deaths is likely to be higher than 100,000. Indeed, it would make far more sense for the media to be criticising the report authors for under-estimating the number of deaths.”
From Medialens, Burying the Lancet Part1
This is confirmed by the Findings section of the 2004 Lancet report, in both the summary and within the full text:
“Findings
The risk of death was estimated to be 2·5-fold (95% CI 1·6–4·2) higher after the invasion when compared with the preinvasion period. Two-thirds of all violent deaths were reported in one cluster in the city of Falluja. If we exclude the Falluja data, the risk of death is 1·5-fold (1·1–2·3) higher after the invasion. We estimate that 98000 more deaths than expected (8000–194000) happened after the invasion outside of Falluja and far more if the outlier Falluja cluster is included.
October 19th, 2006 at 12:15 pm“The possibility that the media has failed to notice the deaths of circa 7% of the Iraqi male population is unlikely.”
Are you having a laugh? Is he having a laugh?
October 19th, 2006 at 1:34 pmi thing US having a serious problems in IRAQ and thats ofcourse because they delete the 1st army and all of them were trained good so they can’t exit from tats truples if they didn’t solve the ARMY problems … and the new army is very bad and fight the original things that the IRAQy People believed in … so they have to sole the Army problem
October 19th, 2006 at 11:20 pmIn the light of this discussion, this may be of interest:
October 20th, 2006 at 3:49 pmhttp://www.rhul.ac.uk/Resources/Helper_apps/Message.asp?ref_no=367
“The report suggests that over 98% of people contacted agreed to be interviewed. For anyone involved in market research in this country the figure just sounds stupid. Phone polls here tend to get a response rate of something like 1 in 6.”
Several years ago, when living in Stornoway I was telephoned for BBC poll about Sunday Observance. Even before the polling was complete, two things were already clear: there was a distinct age bias, and everyone, whether they were for or against Sunday travel, wanted their views to be recorded in the poll.
The response rate tells us a lot about the significance of the topic to those questioned. Death and bereavement are important matters, how satisfied you are with your toothpaste or toilet cleaner is different in nature and not to be compared.
One in 6, and 98% are both “normal”.
November 23rd, 2006 at 10:49 pmThere’s a passage in the Iraq Survey Group report that would seem to support the high mortality figures of the recent Lancet study.
“In addition, there is significant underreporting of the violence in Iraq. The standard for recording attacks acts as a filter to keep events out of reports and databases. A murder of an Iraqi is not necessarily counted as an attack. If we cannot determine the source of a sectarian attack, that assault does not make it into the database. A roadside bomb or a rocket or mortar attack that doesn’t hurt U.S. personnel doesn’t count. For example, on one day in July 2006 there were 93 attacks or significant
acts of violence reported. Yet a careful review of the reports for that single day brought to light 1,100 acts of violence. Good policy is difficult to make when information is systematically collected in a way that minimizes its discrepancy with policy goals.” (p. 94-95)
And June was not, AFAIK, significantly more violent than other months. If there could be 1,100 “acts of violence” on one day in a ‘normal’ month, 600,000 dead over the course of three years does not seem implausible at all.
December 8th, 2006 at 8:57 pmi think the iraq was is stupid and its not fair
May 3rd, 2007 at 10:42 amBear in mind that the survey conducted by ORB was multi-stage. The Lancet polls were conducted on a single attempt. There is a huge difference.
July 10th, 2007 at 4:27 pm